Banking
Interim cover, regulatory projects, contract reviews and additional capacity for legal or compliance teams.
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Financial services · Switzerland
Interim legal and compliance professionals for Swiss financial services.
For banks, insurers, asset managers and fintechs: interim legal counsel, interim compliance officers, AML/KYC professionals and task forces across legal, compliance, risk and regulatory.
Financial services
Capacity for four segments.
Financial services is one focus within our broader work for large companies and professional services teams. The professional’s expertise, engagement model and regulated environment must align.
Insurance
Cover and project support for legal, governance and compliance matters in day-to-day operations.
Asset management
Compliance capacity for regulated asset managers and investment firms, including ongoing part-time arrangements.
Fintech
Experienced support to build and operate compliance structures that fit the company’s current stage.
Typical workstreams
Additional capacity for reviews, backlogs and regulatory programmes.
Professionals work within the institution’s processes, risk criteria and approval routes. Tasks and accountability are defined clearly for each mandate.
AML and Swiss AMLA
Support for defined reviews, investigations, control evidence and documented follow-up under the institution’s standards.
KYC review and remediation
Individual professionals or task forces work through files and backlogs under your risk criteria, work instructions and approvals.
Regulatory backlogs
Additional capacity for gap analyses, policies, control evidence, regulatory documentation and structured follow-up.
DORA-related programmes
Professionals support DORA-related contract review projects.
Engagement models
The model follows the requirement.
The specific requirement determines the right engagement model.
Interim Legal & Compliance
One professional covers a vacancy, absence or workload peak within the existing team.
Task Force
Several professionals handle a defined project or backlog according to your standards.
Fractional Compliance Officer
An experienced professional takes on defined compliance responsibilities in an ongoing part-time role.
Executive Search for Legal & Compliance
A key role is filled permanently and discreetly with a professional we have vetted personally.
Clear context
Typical focus areas.
The situations on this page are typical demand scenarios. Evidence-backed outcomes will be added as references with client approval.
Discuss your requirements directly with a partner“We work with a curated circle of professionals we know personally. Every mandate is led by one of the two of us.”
Sebastian Rümmelein and Leonard Herbst, founders
The people behind LCTalent Group